83 Epizód

  1. Brexit: Deal or No Deal?

    Közzétéve: 2020. 10. 16.

  2. California Love for Data Privacy

    Közzétéve: 2020. 10. 12.

  3. Hold Your Position: The Automation & Optimization of Position Limit Monitoring

    Közzétéve: 2020. 10. 05.

  4. Trust the Process: Risk Mitigation via Business Verification

    Közzétéve: 2020. 09. 28.

  5. Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage

    Közzétéve: 2020. 09. 21.

  6. Compliance-as-a-Service: RegTech, Data and Managed Services

    Közzétéve: 2020. 09. 14.

  7. Regulatory Soup – from UCITS KIID to PRIIPs KID

    Közzétéve: 2020. 09. 07.

  8. A Retrospective on Form CRS & Reg BI and Regulator Insights

    Közzétéve: 2020. 08. 31.

  9. How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State

    Közzétéve: 2020. 08. 24.

  10. Data Management and a Regulatory Book of Record

    Közzétéve: 2020. 08. 17.

  11. The Art of Data, Innovation & Adapting to Change

    Közzétéve: 2020. 08. 10.

  12. Compliance Culture in a Bottle

    Közzétéve: 2020. 08. 03.

  13. Nobody Puts Compliance in a Corner

    Közzétéve: 2020. 07. 27.

  14. Business Resilience & Regulatory Exams

    Közzétéve: 2020. 07. 23.

  15. The Dark Side of Cybersecurity & BCP

    Közzétéve: 2020. 07. 20.

  16. Iceberg Ahead: Navigating Regulatory Change

    Közzétéve: 2020. 07. 13.

  17. 2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP

    Közzétéve: 2020. 07. 09.

  18. Risky Business: Compliance & Market Volatility

    Közzétéve: 2020. 07. 06.

  19. Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!

    Közzétéve: 2020. 07. 02.

  20. For CCOs, By CCOs: Assessing Your Compliance Program

    Közzétéve: 2020. 06. 29.

4 / 5

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.

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