Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
Podcast készítő Thomson Reuters
123 Epizód
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Series 2, Episode 10: Personal accountability: structure vs substance
Közzétéve: 2021. 07. 27. -
Series 2, Episode 9: Technology and the need for firms to upskill
Közzétéve: 2021. 07. 20. -
Series 2, Episode 8: Culture – where are we now?
Közzétéve: 2021. 07. 13. -
Series 2, Episode 7: Cryptos on the rise
Közzétéve: 2021. 07. 06. -
Series 2, Episode 6: Data governance comes to the fore
Közzétéve: 2021. 06. 29. -
Series 2, Episode 5: Antitrust
Közzétéve: 2021. 06. 22. -
Series 2, Episode 4: Evolving impact of financial crime
Közzétéve: 2021. 06. 15. -
Series 2, Episode 3: All things remuneration
Közzétéve: 2021. 06. 08. -
Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
Közzétéve: 2021. 06. 01. -
Series 2, Episode 1: Operational resilience at the board room table
Közzétéve: 2021. 05. 25. -
Episode 12: Where now with Brexit?
Közzétéve: 2021. 03. 30. -
Episode 11: Regtech: the governance lifecycle special report
Közzétéve: 2021. 03. 23. -
Episode 10: Gloster and the future of the UK FCA
Közzétéve: 2021. 03. 16. -
Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
Közzétéve: 2021. 03. 09. -
Episode 8: Changing shape of U.S. regulation & the impact of GameStop
Közzétéve: 2021. 03. 02. -
Episode 7: China special report 2021 – digital transformation
Közzétéve: 2021. 02. 23. -
Episode 6: Five key risks for firms in 2021
Közzétéve: 2021. 02. 16. -
Episode 5: State of Regulatory Reform
Közzétéve: 2021. 02. 09. -
Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
Közzétéve: 2021. 02. 04. -
Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
Közzétéve: 2021. 02. 02.
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.